Tag: SEC
SEC drafts new rules on sustainability reporting by PH firms
THE Securities and Exchange Commission (SEC) is looking at requiring publicly-listed companies with a market cap and large but non-listed firms to submit an...
SC rules general info sheet not proof of stockholder status
THE Supreme Court (SC) has ruled that a company’s general information sheet is not enough to prove one’s stockholder status.
In a ruling dated April...
SEC suspends financing firm for 60 days
The Securities and Exchange Commission (SEC) has suspended the license of Jia Financing Inc. for 60 days for operating an illegal website and for...
Group ordered to cease from soliciting investments
THE Securities and Exchange Commission (SEC) said it has made permanent the cease and desist order against HASMADAI Group and its subsidiaries for illegal...
Stronger corporate governance, eased listing rules pushed
The Organization for Economic Co-operation and Development (OECD) said more needs to be done in enforcing corporate governance rules and guidelines in the local...
